Frequently Asked Questions

Shield Plus works with what professional relationships?

  • Brokers: Goldman Sachs, R.J. O'Brien, Aria Trading & others
  • Custodian: Wells Fargo
  • Auditor: Virchow Krause
  • Legal: Baker & McKenzie

What is the business structure of Shield Plus LLC?

Shield Plus is a private company primarily owned by James L. (Jim) Mahnke, Founder & CEO. The firm consists of a portfolio management team, compliance director, controller and support staff. In addition, there is an external advisory committee that has no decision-making authority over the firm.

How does Shield Plus establish client relationships?

Shield Plus is a “by referral only” business—clients are introduced by independent brokers, financial advisors, accountants, marketing agents or current clients. Shield Plus does not use paid advertising or market directly.

Are client references available?

Client references are available for Shield Plus’ separate account business. Such references are only available after review of the investment advisory agreement and completion of all other due diligence.

What is Shield Plus’ policy on the number of institutional clients per portfolio manager or team?

Shield Plus will typically limit the number of institutional clients to 15 clients per portfolio manager or team. Additional portfolio managers will be hired as needed.

Where is Shield Plus located?

Shield Plus’ Minneapolis - St. Paul, Minnesota office is located in Lake Elmo.


If you have additional questions regarding our alternative investments, please contact Shield Plus.

Disclosures

This literature may contain forward-looking statements. Shield Plus LLC does not guarantee or ensure that such events and forecasts will occur. Past performance is not an indication of future results. Options on futures trading involves a substantial risk of loss and is not suitable for everyone. Shield Plus products and literature are strictly designed for accredited investors. An accredited investor is defined in accordance with Rule 501(a) of Regulation D of the US Securities Act of 1933; or as a Qualified Eligible Participant as defined in accordance with CFTC Rule 4.7; or as a Qualified Purchaser as defined in accordance with Section 2(a)(51) of the US investment Company Act of 1940. If you are not an accredited investor per the definitions above and have received this literature in error, please disregard. This website is not intended as and does not constitute an offer to sell any securities to any person.